Design of Processes and Controls - Documentation
- Preparation and/or Adaptation of Policies and Procedures defined for their implementation and monitoring by those responsible.
- Update of existing documentation: Manuals, Forms, and Reports.
- Design and implementation of "Profiles" and "Risk Matrices"; segmentation of clients and products.
- Establishment of parameters for "unusual" and "early warning" operations, for their entry into control systems, ensuring the effectiveness of monitoring.
- Definition of Monitoring and Control Mechanisms for the detection of unusual operations and reporting of Suspicious Operations.
- Implementation of document management tools for file management.
- Functional Consulting in the implementation of Technological Tools for AML/CFT.
Independent Compliance Assessment
- Independent audit aimed at verifying the degree of compliance in AML/CFT matters with the requirements of UIF Resolution 121 and complementary regulations).
- "Review and Diagnosis". Identification of Improvement Opportunities and "Regulatory Compliance".
- Simulation of Inspections.
Advisory Services on Frauds and AML
- Global services that include investigations initiated by ourselves or that arise from inquiries by regulatory or judicial entities.
Training
- Training Plans for direct and indirect responsible parties.
- Advice to the Compliance Officer.
- Regulatory update.
- In-company training courses, for all employees according to the levels they occupy in the organization, and specific to their compliance officer.